Regulatory AlertsCP13/12: CRD IV for investment firms
The Financial Conduct Authority proposes changes to the FCA Handbook to transpose CRD IV requirements regarding reporting, remuneration policies, and interactions with AIFMD and UCITS. These proposals apply principally to FCA-authorised investment firms, UCITS management companies, and AIFMs, while excluding credit institutions and firms supervised by the PRA. The Authority seeks public comments by 10 November 2013 to finalize rules before the 1 January 2014 implementation deadline.
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