Regulatory AlertsDOC-2020-04 Requirements Applicable to Professional Associations of Financial Investment Advisors
The French Financial Markets Authority (AMF) issued Instruction DOC-2020-04 to define the obligations of professional associations of financial investment advisors (CIF) regarding their regulatory compliance. The instruction specifies the conditions for exchanging professional secrecy information with the AMF, the procedures for modifying approval dossier elements, and the reporting requirements for association activities. It also mandates specific training topics for the continuing education of CIF members.
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