Regulatory Alerts2020-06-29
Confirmation of compliance with guidelines
The European Securities and Markets Authority (ESMA) issued this form to enable competent authorities to notify their compliance status with EU guidelines or recommendations pursuant to Article 16(3) of the ESMA Regulation. Authorities must declare whether they comply, intend to comply by a specific date, or do not comply, providing detailed explanations and national measures in the annex where applicable. The notification serves as an official update mechanism and may be published by ESMA unless the submitting authority objects with valid reasons.
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