Regulatory Alerts2026-03-16
Compliance at Pension Funds: In the Interest of the Participant
The Dutch Authority for the Financial Markets (AFM) issued this March 2026 report to explore how pension funds structure their compliance functions amid the transition to the new pension system. The document emphasizes that effective compliance requires clear processes, independent positioning, and a strategic focus on participant interests rather than mere legal verification. It provides practical insights on risk signaling, interdisciplinary collaboration, and cultural initiatives to strengthen adherence to regulations and protect participant welfare.
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