Regulatory AlertsCP24/3: Quarterly Consultation Paper No. 43
The Financial Conduct Authority proposes amending FEES 3 Annex 9R to allow Special Project Fees for restructuring to be charged to firms in the B fee-block, correcting an oversight from 2017. The regulator also publishes a new Statement of Policy outlining its approach to using enforcement powers against critical third parties under the FSMA 2023 regime. Additionally, the FCA proposes transitioning to an annual consultation cycle for Training and Competence sourcebook qualification updates and restructuring the qualification table for improved clarity.
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