Regulatory AlertsESMA Guidelines on CCP Recovery Plan Indicators and Scenarios under Article 9 of the CCP RRR Regulation
The French Autorité des Marchés Financiers (AMF) declared on May 23, 2022, its compliance with ESMA guidelines concerning CCP recovery plan scenarios under Article 9(12) and indicators under Article 9(5) of the CCP Recovery and Resolution Regulation. This position, labeled DOC-2023-04, confirms adherence to the regulatory standards established by the European Securities and Markets Authority to ensure robust recovery planning for central counterparties. The document provides direct links to the official ESMA guidelines in both French and English for reference.
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V - Market Infrastructures and Other Market Participants V. 2 - Central Securities Depositories, Clearing Houses, Settlement and Delivery Systems
Doctrine Market Infrastructures
ESMA Guidelines on CCP Recovery Plan Indicators and Scenarios under Article 9 of the Regulation establishing a framework for the recovery and resolution of CCPs
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Applicable as of May 23, 2023 Position DOC-2023-04
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Summary On May 23, 2022, the AMF declared that it complies with the ESMA guidelines concerning CCP recovery plan scenarios under Article 9(12) of the CCP RRR and with the ESMA guidelines concerning CCP recovery plan indicators under Article 9(5) of the CCP RRR. The ESMA guidelines are available at the following addresses: In French: https://www.esma.europa.eu/sites/default/files/2023-03/Guidelines_on_Recovery_Plan_Scenarios_Article_9%2812%29_CCPRRR_FR.pdf https://www.esma.europa.eu/sites/default/files/2023-03/Guidelines_on_Recovery_Plan_Indicators_Article_9%285%29_CCPRRR_FR.pdf In English: https://www.esma.europa.eu/sites/default/files/2023-03/Guidelines_on_Recovery_Plan_Scenarios_Article_9%2812%29_CCPRRR.pdf https://www.esma.europa.eu/sites/default/files/2023-03/Guidelines_on_Recovery_Plan_Indicators_Article_9%285%29_CCPRRR.pdf
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Regulation (EU) 2021/23 of the European Parliament and of the Council of 16 December 2020 on a framework for the recovery and resolution of central counterparties
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