Regulatory Alerts2019-03-12
Circular Letter Continuous Disclosure and Filing Obligations of Reporting Issuers
The Trinidad and Tobago Securities Commission reminds Reporting Issuers of their mandatory continuous disclosure and filing obligations under the Securities Act 2012 and related by-laws. Issuers must submit specific documents including quarterly and annual financial statements, revised registration statements, material change notices, and notifications of changes within strict statutory timeframes. Failure to comply with these requirements may result in administrative fines of TT$1,000 per day and penalties for unregistered security distributions.
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