Regulatory Alerts2025-06-25
Circular Letter – Status Update on TTSEC’s Enforcement Proceedings
The Trinidad and Tobago Securities and Exchange Commission has placed all ongoing enforcement matters on hold pending a comprehensive review of its internal processes. This pause is intended to ensure that procedures align with principles of fairness, proportionality, and transparency while strengthening the integrity of the securities industry. Regulated entities will be contacted by the Enforcement Division upon completion to receive revised recommendations and updated procedural steps.
Share