Regulatory Alerts2018-01-01
Overview of Notification and Reporting Requirements for Financial Services Institutions and Securities Trading Banks
The Deutsche Bundesbank issued this overview detailing the notification and reporting requirements for financial services institutions (FSIs) and securities trading banks (STBs) in Germany. It categorizes FSIs into distinct groups and outlines specific obligations under regulations such as FinaRisikoV, AnzV, the German Banking Act (KWG), and CRR, covering financial, liquidity, large exposure, own funds, and leverage ratio reporting. The document specifies the content, required forms, submission frequency (immediate, monthly, quarterly, annually), and the applicable FSI groups for each reporting requirement, often submitted to BaFin or the Regional Office.
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