Regulatory Alerts2025-07-15
Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
The Securities and Exchange Board of India issued these regulations to mandate certification for associated persons engaged in securities market activities. The framework requires individuals to obtain valid certificates through examinations, classroom credits, or professional education, with validity periods subject to renewal via Continuing Professional Education. Compliance with these certification standards serves as a prerequisite for the registration and continued operation of intermediaries in the securities market.
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