Regulatory Alerts2019-06-13
Capital Markets Authority Decision No. 31: List of Duly Registered Financial Intermediation Institutions
The Capital Markets Authority of Lebanon, through Chairman Riad Toufic Salame, issues Decision No. 31 to formally declare and publish the official roster of duly registered financial intermediation institutions. The directive mandates the inclusion of licensed entities such as Julius Baer, HSBC Financial Services, and Blom Asset Management in the annual registry. This list becomes legally effective upon publication in the Official Gazette and establishes the authoritative baseline for regulatory compliance.
CAPITAL MARKETS AUTHORITY DECISION NO. 31 LIST OF FINANCIAL INTERMEDIATION INSTITUTIONS The Chairman of the Capital Markets Authority, Pursuant to Law No. 234 dated 10/06/2000 in particular Article 6 thereof, Pursuant to Law No. 161 dated 17/08/2011, Declares as follows: Article 1: The duly registered list of Financial Intermediation Institutions shall be published as follows: 1- Julius Baer (Lebanon) SAL 2- 3- 4- 5- Arab International Development & Investment CO. SAL 6- 7- 8- Beirut Brokerage Corporation SAL 9- 10- 11- 12- 13- Lebanese Dealers Corporation S.A.L. 14- 15- Royal Financials SAL 16- Master Capital Group S.A.L. 17- Accurate Investment Brokers SAL 18- 19- 20- Trust Capital SAL 21- 22- Blom Asset Management SAL 23- Broadgate Advisers SAL 24- RM Private Wealth Management SAL 25- Capital EE SAL 26- Amana Capital SAL 27- HSBC Financial Services (Lebanon) SAL 28- Saradar Family Office (SFO) SAL 29- VALPRE Capital SAL
Article 2: This Decision shall be published in the Official Gazette and communicated if need be. Beirut, June 13, 2019 Chairman of the Capital Markets Authority/ Governor of the Central Bank of Lebanon Riad Toufic Salame (Signature)