Regulatory Alerts2025-06-30
Added
Guidelines to Notice SFA 04-N02 on Prevention of Money Laundering and Countering the Financing of Terrorism - Capital Markets Intermediaries
The Monetary Authority of Singapore issues these guidelines to clarify anti-money laundering and countering the financing of terrorism requirements for capital markets intermediaries under Notice SFA 04-N02. The document outlines specific regulatory obligations for exempt financial advisers and exempt corporate finance advisers, including exemption criteria, lodgement forms, and ongoing compliance duties. It further instructs intermediaries on the timing and procedures for reporting suspicious activities and incidents of fraud.