Regulatory Alerts2018-10-05
Added
Notice SFA 04-N08 Persons Exempted from Capital Markets Services Licence Requirement for Trading in Futures Contracts
The Monetary Authority of Singapore issued Notice SFA 04-N08 to establish regulatory requirements for persons exempted from holding a Capital Markets Services Licence for trading futures contracts. The notice mandates that these exempt persons and their representatives adhere to specific standards regarding risk disclosure, conduct of business, and disclosure of interests. These requirements ensure that exempt entities maintain appropriate operational and transparency standards despite their licence exemption status.
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