Regulatory Alerts2024-04-01
Added
Notice SFA 04-N09 Minimum Entry and Examination Requirements for Representatives of CMS Licensees and Exempt Financial Institutions under the SFA
The Monetary Authority of Singapore cancelled Notice SFA 04-N09 on 1 April 2024, which previously established the minimum entry, examination, and continuing education requirements for representatives of Capital Markets Services licensees and exempt financial institutions. This regulatory notice defined the eligibility criteria and ongoing obligations for individuals conducting regulated activities under the Securities and Futures Act. Its cancellation reflects the implementation of updated competency frameworks and consultation outcomes regarding the appointment and certification of financial representatives.
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