Regulatory Alerts2021-09-27
Added
Notice SFA 04-N13 Risk Based Capital Adequacy Requirements for CMS Licensees
The Monetary Authority of Singapore issues this notice to establish the methodology for calculating financial resources and total risk requirements for capital markets services licensees. It mandates compliance with specific capital adequacy standards under the Securities and Futures Regulations, excluding credit rating agencies and venture capital fund managers. The document further provides detailed guidance on the submission of various financial returns, auditor certifications, and supplementary information forms to ensure ongoing regulatory compliance.
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