Regulatory Alerts2026-06-26
Added
Notice SFA 04-N21 on Business Conduct Requirements for Corporate Finance Advisers
The Monetary Authority of Singapore (MAS) issued Notice SFA 04-N21, establishing specific requirements for corporate finance advisers to manage conflicts of interest and ensure proper governance and supervision. It also imposes detailed requirements on the conduct of due diligence, applicable to advisers acting as issue managers, sponsors, or financial advisers for initial public offers, reverse takeovers, and business combinations. This notice aims to enhance business conduct and due diligence standards within the corporate finance advisory sector.
Topics
Share