Regulatory Alerts2019-01-29
Added · Updated
PS19/13: Improving shareholder engagement and increasing transparency around stewardship
From 10 June 2019, regulated life insurers and asset managers must publish their engagement policies and annual implementation information, or explain why they have not done so. Life insurers must also disclose their arrangements with asset managers and how their equity investment strategies align with liability profiles and long-term performance. Issuers with shares admitted to trading on a regulated market must disclose and obtain approval for related party transactions exceeding a 5% materiality threshold. These requirements apply to issuers incorporated in EU Member States and, for related party transactions, to Rest of World issuers via the Listing Rules.
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