Regulatory Alerts2012-07-02
Added · Updated
Regulation on Capital Market Complaints 2012
The Capital Markets Authority of Rwanda issued Regulation No. 04 of 2012 to establish a formal framework for handling complaints from investors and licensed market participants. The regulation creates a Complaints Committee with the power to receive grievances, facilitate amicable settlements, and adjudicate disputes that remain unresolved. It mandates specific filing procedures, including a mandatory 15-day internal resolution period and a 30-day submission deadline, while defining grounds for complaints against both the Authority and licensed entities.
More like this from CMARW
We email you every new CMARW publication the day it's published.
Topics
Share