Regulatory Alerts2018-10-08
Added
Securities and Futures (Licensing and Conduct of Business) Regulations
The Monetary Authority of Singapore issues these regulations to establish licensing, fit and proper criteria, and conduct of business requirements for capital market services licensees and exempt entities. The framework mandates specific procedures for representative notifications, custody of customer assets, and annual compliance reporting to ensure market integrity. It further defines exemption conditions for various financial institutions and outlines transitional provisions for regulatory changes.
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