Regulatory Alerts2020-02-19 | 2020-02721Swap Execution Facility Requirements and Real-Time Reporting Requirements
The Commodity Futures Trading Commission proposes amendments to its regulations governing swap execution facilities and real-time reporting of swap transactions. The rulemaking seeks to codify no-action relief by allowing flexible execution methods for certain package transactions, establishing procedures for correcting error trades, and amending the definition of block trades. These changes aim to address operational burdens identified during the implementation of the Dodd-Frank Act's SEF framework.
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