RegAlert2026-10-16
Controllable Electronic Record Fraud Prevention Act
Nebraska
Nebraska Department of Banking and Finance
2026-10-16
Residential Mortgage Licensing Act
Nebraska
Nebraska Department of Banking and Finance
2026-10-16
General License No. 60A Authorizing Earthquake Relief Transactions in Venezuela
US Federal
Office of Foreign Assets Control
2026-10-16
Final Order Against Transport Financial Services, LLC for Failure to File Annual Report
Florida
Florida Office of Financial Regulation
2026-10-15
Final Order — Investment Adviser
Florida
Florida Office of Financial Regulation
2026-10-15
FinCEN Alert to Counter Iranian Abuse of Religious Charity Networks (FIN-2026-Alert008)
US Federal
Financial Crimes Enforcement Network
2026-10-15
Iran-related Designations; Cuba Designation; Issuance of New and Amended General Licenses and Frequently Asked Questions
US Federal
Office of Foreign Assets Control
2026-10-15
Policy Statement to Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
Canada
Autorite des marches financiers Quebec
2026-10-15
CSA Notice of Publication: Regulation to amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
Canada
Autorite des marches financiers Quebec
2026-10-15
Investment Company Cross Trading
US Federal
Securities and Exchange Commission
2026-10-14
Amended Termination Order Regarding Customers Bancorp, Inc. and Customers Bank
Pennsylvania
Pennsylvania Department of Banking and Securities
2026-10-14
Bulletin 2026-9: DFR 2026-9: Coverage of Doula Services under ORS 743A.081 between January 1, 2026 and December 31, 2027
Oregon
Oregon Division of Financial Regulation
2026-10-14
Updates to the Expanded Examination Cycle for Certain State Member Banks and U.S. Branches and Agencies of Foreign Banking Organizations
US Federal
Federal Reserve Board
2026-10-14
Venezuela-related Designation Removal
US Federal
Office of Foreign Assets Control
2026-10-14
FINRA Adopts Amendments that Shorten the Qualification Examination Retake Waiting Periods
US Federal
Financial Industry Regulatory Authority
2026-10-13
Consent Order Imposing Civil Money Penalty on Bank of America, N.A. for BSA Violations
US Federal
Financial Crimes Enforcement Network
2026-10-13
Settlement Agreement between the U.S. Department of the Treasury's Office of Foreign Assets Control and Bank of America, N.A.
US Federal
Office of Foreign Assets Control
2026-10-13
Final Order — Coinme, Inc. and Neil Bergquist
Florida
Florida Office of Financial Regulation
2026-10-13
Counter Narcotics and Counter Terrorism Designations
US Federal
Office of Foreign Assets Control
2026-10-12
Final Order — Loan Originator
Florida
Florida Office of Financial Regulation
2026-10-12
Final Order Denying Loan Originator License Application for Eric Joseph Figueroa
Florida
Florida Office of Financial Regulation
2026-10-12
Final Order — Telegiro, Inc. (Case No. 136894)
Florida
Florida Office of Financial Regulation
2026-10-09
Issuance of Russia-related General License
US Federal
Office of Foreign Assets Control
2026-10-09
FINRA Amends Rule 4515.01 Regarding Allocations of Investment Adviser Bulk Orders
US Federal
Financial Industry Regulatory Authority
2026-10-09
Settlement Agreement with Pegasus Worldwide Logistics; ICC Designation and General Licenses; Burma-related Designation Removal
US Federal
Office of Foreign Assets Control
2026-10-09
Extensions of Credit to Insiders
US Federal
Federal Deposit Insurance Corporation
2026-10-08
Settlement Agreement and Consent Order: CoinMe Inc.
Pennsylvania
Pennsylvania Department of Banking and Securities
2026-10-08
Consent Order entered with Coinme, Inc.
Georgia (US)
Georgia Department of Banking and Finance
2026-10-08
Iran-related Designations; Issuance of Iran-related General License; Issuance of Amended Russia-related General License
US Federal
Office of Foreign Assets Control
2026-10-08
Final Order — Mortgage Broker
Florida
Florida Office of Financial Regulation