Regulatory Alerts2023-05-30 | RG-269RG 269 Approval and oversight of compliance schemes for financial advisers (withdrawn)
The Australian Securities and Investments Commission issued Regulatory Guide 269 to establish requirements for the approval and oversight of compliance schemes for financial advisers. This document was officially withdrawn on 30 May 2023, removing the associated regulatory framework from effect. Consequently, the specific guidance previously provided for compliance scheme oversight is no longer applicable.
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