Announcement on the Types and Scope of Foreign Securities Advised by Operators of Foreign Securities Investment Advisory Business
Taiwan
Financial Supervisory Commission Taiwan
Responsible Adoption of Artificial Intelligence
Hong Kong
Hong Kong Monetary Authority
Practical Insights from the Second Cohort of the GenA.I. Sandbox
Hong Kong
Hong Kong Monetary Authority
Order Regarding the Application of Article 10, Paragraph 1 of the Regulations Governing the Investment in Securities by Overseas Chinese and Foreigners (Jin Guan Zheng Jiao Zi No. 1150383977)
Taiwan
Financial Supervisory Commission Taiwan
Christchurch lender sentenced for unregistered consumer lending
New Zealand
Financial Markets Authority
FSC approves the merger of Bank SinoPac and King’s Town Bank
Taiwan
Financial Supervisory Commission Taiwan
Order on the types of businesses approved by the competent authority under Article 3, Paragraph 3, Subparagraph 3 and Article 4, Paragraph 3, Subparagraph 3 of the Securities Investment Trust and Consulting Act
Taiwan
Financial Supervisory Commission Taiwan
Circular to licensed corporations carrying out sponsor work and engaging in bookbuilding and placing activities
Hong Kong
Securities and Futures Commission Hong Kong
Updated List of the Licensed Foreign Exchange Dealers
Tonga
National Reserve Bank of Tonga
Practice Guide on Data Excellence
Hong Kong
Hong Kong Monetary Authority
Regulations on Banks Conducting Family Office Advisory Business
Taiwan
Financial Supervisory Commission Taiwan
Amendment to Article 4 of the Minimum Ratio Regulations for Death Benefits to Policy Value Reserve (Policy Account Value) in Life Insurance Products
Taiwan
Financial Supervisory Commission Taiwan
Complaints Against Debt Collection Agents Employed by Authorized Institutions
Hong Kong
Hong Kong Monetary Authority
Order Regarding Securities Trading Act Article 15, Paragraph 2
Taiwan
Financial Supervisory Commission Taiwan
Draft Amendment to Regulations Governing the Special Use of Insurance Funds for Investment in Public and Social Welfare Enterprises
Taiwan
Financial Supervisory Commission Taiwan
Interpretive Order for Article 146, Paragraph 4 of the Insurance Act
Taiwan
Financial Supervisory Commission Taiwan
Interpretive Order on Article 27, Paragraph 2 of the Regulations Governing the Implementation of Internal Control and Audit Systems for Financial Holding Companies and Banks
Taiwan
Financial Supervisory Commission Taiwan
Interpretive Order on the Regulations for Various Reserves to be Set Aside by Property Insurance Enterprises for Nuclear Energy Insurance
Taiwan
Financial Supervisory Commission Taiwan
Interpretive Order on Regulations for Property Insurers' Provision of Various Reserves for Commercial Earthquake and Typhoon/Flood Insurance Business
Taiwan
Financial Supervisory Commission Taiwan
Repeal of Regulations on Reserves for Nuclear Insurance and Commercial Earthquake/Typhoon/Flood Insurance by Property Insurers
Taiwan
Financial Supervisory Commission Taiwan
Circular to intermediaries Obtaining client consent under the Hong Kong Investor Identification Regime for the exchange-traded derivatives market (HKIDR-DM)
Hong Kong
Securities and Futures Commission Hong Kong
Circular to Intermediaries: Roadmap for Implementing the Hong Kong Investor Identification Regime for the Exchange-traded Derivatives Market
Hong Kong
Securities and Futures Commission Hong Kong
Circular on the Single Submission Arrangement for Dual Listings in Hong Kong
Hong Kong
Securities and Futures Commission Hong Kong
What a high-quality SMR looks like
Australia
Australian Transaction Reports and Analysis Centre
A risk-based approach to customers you assess to be higher risk
Australia
Australian Transaction Reports and Analysis Centre
AUSTRAC begins issuing infringement notices to non-enrolled businesses
Australia
Australian Transaction Reports and Analysis Centre
Order issued regarding the provisions of Article 22-2 of the Securities Exchange Act
Taiwan
Financial Supervisory Commission Taiwan
Statement by the Monetary Policy Board: Monetary Policy Decision
Australia
Reserve Bank of Australia
FMA extends no action relief for climate reporting entities
New Zealand
Financial Markets Authority
Review of the Enhanced Competency Framework for Banking Practitioners
Hong Kong
Hong Kong Monetary Authority