Regulatory Alerts2018-06-29 | 2018-13256Adaptation of Regulations to Incorporate Swaps; Correction
The Commodity Futures Trading Commission issued correcting amendments to 17 CFR Part 1 to remove obsolete provisions from Section 1.33 that were inadvertently retained in the November 2012 final rules. These amendments specifically delete paragraph (a)(2)(ii), paragraph (a)(2)(v), and the introductory clause to paragraph (b)(3) regarding monthly and confirmation statements for commodity and foreign options. The corrections become effective on June 29, 2018, ensuring the regulations accurately reflect the requirements for swap dealer and intermediary oversight.
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