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2019-05-02

Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer

The regulator amends Regulation 54-101 to align its terminology with the upcoming system replacement under Regulation 13-103. The changes involve inserting a definition for the term "[Renewed System]" and replacing all instances of "SEDAR" with this new term in sections 2.7.1, 2.7.2, and 2.7.4. These amendments ensure that communication protocols with beneficial owners remain consistent with the transition to the new securities system.

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Autorite des marches financiers Quebec

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REGULATION TO AMEND REGULATION 54-101 RESPECTING COMMUNICATION WITH BENEFICIAL OWNERS OF SECURITIES OF A REPORTING ISSUER Securities Act (chapter V-1.1, s. 331.1, par. (1), (2) and (34))

  1. Section 1.1 of Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer (chapter V-1.1, r. 29) is amended by inserting, after the definition of the expression “registered holder”, the following: ““[Renewed System]” has the same meaning as in Regulation 13-103 respecting System Replacement (insert reference);”.
  2. The Regulation is amended by replacing, wherever it appears in sections 2.7.1, 2.7.2 and 2.7.4, the word “SEDAR” with the words “[Renewed System]”.
  3. This Regulation comes into force on (indicate here the date of coming into force of this Regulation).
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