Regulatory Alerts2022-11-24
CSA Staff Notice of Approval 25-307: Recognition of New Self-Regulatory Organization of Canada
The Canadian Securities Administrators and provincial regulators formally recognize the New Self-Regulatory Organization of Canada as a single enhanced self-regulatory organization effective January 1, 2023. This recognition follows the statutory amalgamation of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada into one corporation. The notice outlines transitional provisions, interim rules, and clarifications to the recognition order to ensure continuity of regulatory oversight and investor protection.
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