Regulatory Alerts2018-11-14
Introduction of the Interpretive Guidance Note (IGN)
The Securities and Exchange Commission has introduced the Interpretive Guidance Note (IGN) to clarify compliance obligations for capital market stakeholders. The guidance provides actionable frameworks for adhering to the Investment Securities Act and existing SEC Rules, addressing key regulatory requirements. Market participants must align their operational practices with the IGN to ensure consistent compliance and streamline oversight under the Commission’s purview.
The public and all capital market stakeholders are informed of the introduction of the Commission’s Interpretive Guidance Note (IGN). The IGN would assist in the understanding of; provide guidance in compliance with the Investment Securities Act (ISA), SEC Rules and Regulations and other issues within the Commission’s regulatory purview.
Click here to access the IGN<<