Regulatory AlertsNever miss an SEC publication
SEC published 3 documents in the last 30 days. We email you each new one the day it's published.
2026-08-12
Clarification On The Implementation Of The T+1 Settlement Cycle In The Nigerian Capital Market
Nigeria
Securities and Exchange Commission Nigeria
2026-08-11
Notice Of Sanctions: Designation Of Individuals And Entities By The Nigeria Sanctions Committee (NSC)
Nigeria
Securities and Exchange Commission Nigeria
2026-07-29
Commencement of Full Electronic Registration (E-Registration) on the Commission's ePortal
Nigeria
Securities and Exchange Commission Nigeria
2026-07-08
Request for Submission of Q2 2026 Ownership Structure and Capital Flows Returns
Nigeria
Securities and Exchange Commission Nigeria
2026-07-03
SEC Nigeria Clears Two Additional VASPs for Admission into ARIP
Nigeria
Securities and Exchange Commission Nigeria
2026-07-02
Proposed Rules on Cross-Border Securities Trading and Custody
Nigeria
Securities and Exchange Commission Nigeria
2026-07-02
SEC Clears Seven New Fintech Firms for Admission into the Accelerated Regulatory Incubation Programme (ARIP)
Nigeria
Securities and Exchange Commission Nigeria
2026-06-26
Notice of Sanctions - Nigerian Citizen and 3 Nigerian Companies
Nigeria
Securities and Exchange Commission Nigeria
2026-06-23
Cease and Desist Directives on Misleading and Manipulative Solicitations, Promotional, and Pre-marketing Activities Relating to a Purported Securities Offering of Dangote Petroleum Refinery & Petrochemicals FZE
Nigeria
Securities and Exchange Commission Nigeria
2026-06-07
Postponement of Q2 2026 Pre-Registration Training and Examination for Capital Market Operators
Nigeria
Securities and Exchange Commission Nigeria
2026-06-03
Circular to All Prospective Capital Market Operators on Q2 2026 Pre-Registration Training and Examination
Nigeria
Securities and Exchange Commission Nigeria
2026-05-15
Transition To T+1 Settlement Cycle In The Nigerian Capital Market
Nigeria
Securities and Exchange Commission Nigeria
2026-05-14
Public notice - unregistered online investment schemes
Nigeria
Securities and Exchange Commission Nigeria
2026-05-11
Circular on Mandatory Registration of Collateral Management Companies, Warehouse Operators and Warehouses
Nigeria
Securities and Exchange Commission Nigeria
2026-04-16
Successful ₦4.65 Trillion Banking Recapitalisation: A Test of Resilient Nigerian Capital Market
Nigeria
Securities and Exchange Commission Nigeria
2026-03-18
Guidelines On Revised Minimum Capital For Regulated Entities The objectives of these Guidelines are to: a. Promote investor protection by ensuring that CMOs maintain adequate financial resources to absorb operational and market-related losses; b. Enhance the resilience, integrity, and stability of the Nigerian capital market; c. Establish a risk-sensitive and proportionate capital framework aligned with the nature, scale, and complexity of regulated activities; d. Support effective supervision and early regulatory intervention through clear capital adequacy standards; and e. Reinforce domestic and international confidence in the prudential soundness of the Nigerian capital market, consistent with IOSCO principles.
Nigeria
Securities and Exchange Commission Nigeria
2026-03-18
Guidelines on Revised Minimum Capital for Regulated Entities
Nigeria
Securities and Exchange Commission Nigeria
2026-03-05
Biannual Regulatory Fintech Clinic
Nigeria
Securities and Exchange Commission Nigeria
2026-03-02
Revocation Of Registration Of Kensington Agro Trading Limited As A Capital Market Operator
Nigeria
Securities and Exchange Commission Nigeria
2026-02-24
Circular To All Prospective Capital Market Operators On Q1 2026 Pre-Registration Training And Examination
Nigeria
Securities and Exchange Commission Nigeria
2026-01-30
Suspected Fraudulent Activities Of Aurum Bot
Nigeria
Securities and Exchange Commission Nigeria
2026-01-30
Suspected Fraudulent Activities Of Modmount Services Limited
Nigeria
Securities and Exchange Commission Nigeria
2026-01-16
Revised Minimum Capital (MC) for Regulated Capital Market Entities
Nigeria
Securities and Exchange Commission Nigeria
2026-01-15
Suspected Fraudulent Activities of TUNBOSAYO OKEKUNLE STRATEGIC ALPHA FUND (TOSAF)
Nigeria
Securities and Exchange Commission Nigeria
2026-01-06
Suspected Fraudulent Activities Of Voya Investment Management (VIM)
Nigeria
Securities and Exchange Commission Nigeria
2025-12-05
SEC Nigeria Launches Regulatory Hub for Stronger Oversight and Inter Agency Correspondence
Nigeria
Securities and Exchange Commission Nigeria
2025-12-03
Suspected Fraudulent Investment Activities Of Glorious Wealth Fund (GWF)
Nigeria
Securities and Exchange Commission Nigeria
2025-11-05
Rules on Credit Enhancement Facility Providers & Sundry Amendment to Existing Rules of the Commission
Nigeria
Securities and Exchange Commission Nigeria
2025-11-03
CIRCULAR TO ALL PROSPECTIVE CAPITAL MARKET OPERATORS ON Q4 2025 PRE-REGISTRATION TRAINING AND EXAMINATION
Nigeria
Securities and Exchange Commission Nigeria
2025-10-30
List of Approved Commercial Papers as at 23 October 2025
Nigeria
Securities and Exchange Commission Nigeria
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