Securities and Exchange Commission Nigeria

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undatedNotice to all Capital market Operators (CMOS) on 2026 Renewal of Registration
2026-09-09Rules for Public Offering of Securities by a Free Trade Zone Entity (FTZE)
2026-09-01Proposed Rules On Online Forex Trading And Contract For Difference
2026-08-27Rules on Shariah Advisory Services for Non-Interest Capital Market Products and Services
2026-08-27Amendment to Rules on Fund/Portfolio Management Operations
2026-08-12Clarification On The Implementation Of The T+1 Settlement Cycle In The Nigerian Capital Market
2026-08-11Notice Of Sanctions: Designation Of Individuals And Entities By The Nigeria Sanctions Committee (NSC)
2026-07-29Commencement of Full Electronic Registration (E-Registration) on the Commission's ePortal
2026-07-08Request for Submission of Q2 2026 Ownership Structure and Capital Flows Returns
2026-07-03SEC Nigeria Clears Two Additional VASPs for Admission into ARIP
2026-07-02SEC Clears Seven New Fintech Firms for Admission into the Accelerated Regulatory Incubation Programme (ARIP)
2026-07-02Proposed Rules on Cross-Border Securities Trading and Custody
2026-06-26Notice of Sanctions - Nigerian Citizen and 3 Nigerian Companies
2026-06-23Cease and Desist Directives on Misleading and Manipulative Solicitations, Promotional, and Pre-marketing Activities Relating to a Purported Securities Offering of Dangote Petroleum Refinery & Petrochemicals FZE
2026-06-07Postponement of Q2 2026 Pre-Registration Training and Examination for Capital Market Operators
2026-06-03Circular to All Prospective Capital Market Operators on Q2 2026 Pre-Registration Training and Examination
2026-05-15Transition To T+1 Settlement Cycle In The Nigerian Capital Market
2026-05-14Public notice - unregistered online investment schemes
2026-05-11Circular on Mandatory Registration of Collateral Management Companies, Warehouse Operators and Warehouses
2026-04-16Successful ₦4.65 Trillion Banking Recapitalisation: A Test of Resilient Nigerian Capital Market
2026-03-18Guidelines on Revised Minimum Capital for Regulated Entities
2026-03-18Guidelines On Revised Minimum Capital For Regulated Entities The objectives of these Guidelines are to: a. Promote investor protection by ensuring that CMOs maintain adequate financial resources to absorb operational and market-related losses; b. Enhance the resilience, integrity, and stability of the Nigerian capital market; c. Establish a risk-sensitive and proportionate capital framework aligned with the nature, scale, and complexity of regulated activities; d. Support effective supervision and early regulatory intervention through clear capital adequacy standards; and e. Reinforce domestic and international confidence in the prudential soundness of the Nigerian capital market, consistent with IOSCO principles.
2026-03-05Biannual Regulatory Fintech Clinic
2026-03-02Revocation Of Registration Of Kensington Agro Trading Limited As A Capital Market Operator
2026-02-24Circular To All Prospective Capital Market Operators On Q1 2026 Pre-Registration Training And Examination
2026-01-30Suspected Fraudulent Activities Of Aurum Bot
2026-01-30Suspected Fraudulent Activities Of Modmount Services Limited
2026-01-16Revised Minimum Capital (MC) for Regulated Capital Market Entities
2026-01-15Suspected Fraudulent Activities of TUNBOSAYO OKEKUNLE STRATEGIC ALPHA FUND (TOSAF)
2026-01-06Suspected Fraudulent Activities Of Voya Investment Management (VIM)
2025-12-05SEC Nigeria Launches Regulatory Hub for Stronger Oversight and Inter Agency Correspondence
2025-12-03Suspected Fraudulent Investment Activities Of Glorious Wealth Fund (GWF)
2025-11-05Rules on Credit Enhancement Facility Providers & Sundry Amendment to Existing Rules of the Commission
2025-11-03CIRCULAR TO ALL PROSPECTIVE CAPITAL MARKET OPERATORS ON Q4 2025 PRE-REGISTRATION TRAINING AND EXAMINATION
2025-10-30List of Approved Commercial Papers as at 23 October 2025
2025-10-30Updated Circular To All Prospective Capital Market Operators On Q4 2025 Pre-Registration Training And Examination
2025-10-18Notification for the Second CMC Meeting in 2025
2025-10-07Public Notice - AFRIQUANTUMX
2025-09-11Proceedings of the first CMC of 2025
2025-09-11Call for Membership into CMMP Working Groups
2025-08-29Launch of the SEC's Redesigned Website
2025-07-28Corporate Governance Crisis in The Tourist Company of Nigeria (TCN) PLC
2025-07-01Circular To All Prospective Capital Market Operators On Pre-Registration Training And Examination
2025-07-01Guidance Note on Board Appointments and Director Tenure for Capital Market Operators and Public Companies
2025-07-01Circular on the Expiration of the Companies Income Tax (Exemption of Bonds and Short-Term Government Securities) Order, 2011
2025-06-25Circular on Review and Processing of Applications for Commercial Papers
2025-06-20Illegal Operator – CMTrading
2025-06-19Illegal Operator Alert – Sapphire Scents Limited
2025-06-19Circular To All Public Companies And Capital Market Operators On The Transmutation Of Independent Non-Executive Directors And Tenure Of Directors
2025-06-17SEC Alert on Unauthorized ZUGACOIN and SAMZUGA GPT
2025-06-11Illegal Operator Alert -CBEX (Crypto Bridge Exchange)-Super Technology-ST Technologies International Ltd
2025-06-08Investments and Securities Act, 2025
2025-06-07Update on Enforcement Portal of the SEC website
2025-06-05Illegal Operator Alert - Punisher Coin
2025-06-05Circular on the Treatment of Unclaimed Dividends of Public Companies
2025-06-03Circular on the Implementation of a New Settlement Cycle for Equities Transactions in the Nigerian Capital Market
2025-05-29Notice of Extension: Technology Adoption Survey for Capital Market Operators (CMOs)
2025-05-28Illegal Operator Alert – Silverkuun Investment Cooperative Society/Silverkuun Limited
2025-05-23New Rules on Issuance and Allotment of Private Companies' Securities and Sundry Amendments to SEC Rules
2025-05-23New Rules On Issuance And Allotment Of Private Companies Securities And Sundry Amendments April 2025
2025-05-06Public Notice – Property World Africa Network (PWAN)/PWANMax
2025-05-05Technology adoption Survey for Capital Market Operators
2025-05-03Postponement of First Capital Market Committee (CMC) Meeting of 2025
2025-04-30SEC Public Notice on Unregistered Tofro.com
2025-04-25Sec Nigeria Approved Rules 24 April 2025
2025-04-24Interpretative Guidance Note on Private Equity Fund Rules
2025-04-17CBEX (Crypto Bridge Exchange) and ST Technologies International Ltd Unregistered Digital Asset Advisory
2025-04-17Notification of First Capital Market Committee (CMC) Meeting 2025
2025-04-03Circular on First Registration Meeting for 2025
2025-03-14Notice of Cancellation of Registration of Mainland Trust Limited
2025-03-06Illegal Operator Alert – Provest
2025-03-06Illegal Operator Alert – My Shares And UYJ Multitrade Limited
2025-03-04Circular on Q1 2025 Pre-Registration Training and Examinations
2025-01-22Relocation of Monitoring and Enforcement Departments
2024-12-31Circular to Fund/Portfolio Managers on Payment of Supervisory and Regulatory Fees
2024-12-23New Rules and Sundry Amendments to the Rules and Regulations of the Commission
2024-12-23Executed Rules Dec 2024
2024-11-25SEC Alert: Marino FX Ltd Unregistered and Unlicensed in Nigeria
2024-11-17Circular To All Public Companies – Publication of Periodic Returns on Company Websites
2024-11-01Notice of CMC Postponement
2024-08-09Time Change Notification for the Second CMC Meeting in 2024
2024-08-06Notification for the Second CMC Meeting in 2024 – Venue Change
2024-07-19Notification for the Second CMC Meeting in 2024
2024-07-172nd Pre-Registration Examination for Sponsored Individuals
2024-07-05SEC Nigeria Scammer Alert
2024-07-02Revamped E-Dividend Mandate Management System Portal
2024-06-26Disclaimer on Activity of Alpha Trust Investment Club (ATIC)
2024-06-19Ponzi: Famzhi Boss Jailed Five Years for Investment Scam
2024-06-14Investor Alert – $Davido Meme Coin Disclaimer
2024-06-14Implementation of Enterprise Risk Management for Capital Market Operators
2024-06-04Arip Framework For The Onboarding Of Vasps 4624
2024-05-05New Numbering Format for Fixed Lines: New Contact Lines for the Commission
2024-03-25Notification for the 2024 Capital Market Committee First Webinar Meeting
2024-03-01Mandatory Audit Firm Rotation in Public Companies (Joint Audit)
2024-02-16SEC Regulatory Incubation Program: Call for Applications into Cohort 002/24
2023-12-22Notice To All Capital Market Operators (CMOS) On 2024 Renewal Of Registration
2023-12-21Nigerian Capital Market Institute 2024 Training Calendar
2023-12-08IOSCO Policy Recommendations for Crypto and Digital Asset Markets
2023-10-19Notification for the Third Capital Market Committee Meeting in 2023
2023-09-22Investments and Securities (Exemption of State Governments, etc.) Order, 2023
2023-09-20WACMaC Conference 2023
2023-09-18Specific Procurement Notice – Market Surveillance System
2023-09-12Proposed Amendment To Rule 234- Inter-Dealer Broker
2023-09-08Third West Africa Capital Market Conference
2023-08-27SEC Corporate Governance Guideline and Revised Form 01
2023-08-25Rules Relating to the Complaints Management Framework of the Nigerian Capital Market
2023-08-20Workshop – Internal Control Over Financial Reporting in Public Companies
2023-08-10Revised Schedule for the 2023 Capital Market Committee 2nd Webinar Meeting
2023-08-043rd West Africa Capital Market Conference (WACMaC) in Lagos
2023-07-28Warning Against Investing With Binance
2023-06-23SEC Financial Statements Duly Audited Over The Years
2023-06-09Circular on the Activities of Binance Nigeria Limited
2023-06-07Notification for the 2023 Capital Market Committee 2nd Webinar Meeting
2023-05-12Official Disclaimer On Fake SEC Websites
2023-04-28Notice of Acceptance of Applications for the Regulatory Incubation Program
2023-04-05The Supreme Court Affirms the Jurisdiction of the Investments and Securities Tribunal over Capital Market Disputes
2023-03-29Public Statement on Recent Reports Regarding Seplat Energy Plc
2023-03-22Notification for 2023 First CMC Webinar Meeting
2023-01-18Corrigendum – Prequalification and Expression of Interest (EOI) for Project ID P-NG-HZ0-007
2023-01-04Nigerian Capital Market Institute 2023 Training Calendar
2022-12-22Blacklisting of Four Italian E-Commerce Companies
2022-12-22Request For Expressions Of Interest (Consulting Services-Firms)
2022-12-12Notice to All Capital Market Operators for 2023 Registration Renewal
2022-11-10Circular on Designation of Ten Individuals and Three Entities by the National Sanctions Committee to the Nigeria Sanctions List
2022-11-01Notification for Third CMC Meeting in 2022 and Launch of Nigerian Capital Market Masterplan (2021–2025)
2022-09-29Sec Amlcftcpf Regulations 12 May 2022
2022-09-29Securities and Exchange Commission Capital Market Operators Anti-Money Laundering, Combating Terrorism Financing and Proliferation Financing Regulations 2022
2022-09-27Amendment to the Investment and Securities (Exemption of State Government etc.) Order 2019
2022-09-09Financial Literacy Technical Committee Presents a Timely Webinar on Fintech and the Capital Market
2022-09-01Circular on Periodic Updates of Registered Farmer Cooperatives and Warehouses Linked to Commodity Exchanges
2022-08-04Warning Against Investing With Unregistered Investment Crowdfunding Platforms
2022-05-13Rules on Issuance, Offering Platforms and Custody of Digital Assets
2022-04-11SEC Nigeria Circular on Processing Fee for Fairness Review of Mergers, Takeovers and Acquisitions
2022-03-17Activities of Some Unregistered Investment Schemes
2022-03-03Circular to Issuing Houses on No-Objection Letters for Transactions
2022-01-21Notice to Capital Market Operators on 2022 Registration Renewal
2022-01-20Submission of Fourth (4th) Quarter Unaudited and Annual Audited Financial Statements by Public Companies
2022-01-17FG Official Gazette on Proscription of Banditry and Client Screening Against Sanction Lists
2021-12-27Annual Regulatory and Supervisory Fees for Fund and Portfolio Managers
2021-12-25Activities of FinAfrica Investment Limited (Chinmark Group)
2021-12-24SEC Warning on Poyoyo Investment (PILVEST) Nigeria Limited Activities
2021-12-22Amendment to Schedule I (Registration Fees, Minimum Capital Requirements, Securities and Others)
2021-12-16Notice to All Capital Market Operators on 2022 Registration Renewal
2021-12-16Circular on the Commencement of Regulatory Fee on Fixed Income (Bonds) Secondary Market Transactions
2021-12-02Request For Expressions Of Interest (Consulting Services-Firms)
2021-11-08Guidance On The Implementation Of Sections 60 – 63 Of The Investments And Securities Act, 2007 – Extension Of Compliance Date To December 2023
2021-11-02New Rule on Social Bonds
2021-11-02Social Bond Rule New October 29 2021
2021-10-20Notification for 2021 Third CMC Webinar Meeting
2021-09-02New Rules, Major and Sundry Amendments to the Rules and Regulations of the Commission
2021-08-16Request for Expression of Interest (Consulting Services-Firms)
2021-08-13Update on Renewal of Registration by Capital Market Operators
2021-08-10General Procurement Notice: Risk Based Supervision Framework Implementation and Capacity Development Project
2021-08-05Judgement of the Federal High Court in Respect of BARA Finance & Investment Ltd and Its Management/Promoters
2021-07-27Proposed Major Amendment to Rules on Securities Exchanges and Other Sundry Amendments
2021-07-19Oando Plc Enters Into A Settlement With The Securities and Exchange Commission
2021-06-29Interoperability/Financial Market Infrastructures Link Framework Among Central Securities Depositories
2021-06-22Official SEC Disclaimer on MBA Capital and Trading Limited Registration Status
2021-06-16SEC Nigeria Takes Over Leadership of the West Africa Securities Regulators Association (WASRA)
2021-06-16SEC Regulatory Incubation Program for FinTechs
2021-06-11New Rules and Amendments to the Rules and Regulations of the Commission
2021-05-31Notice To The Public On Crowdyvest Halal Fund
2021-05-25Amendments to Rule 45 (1) & (2): Registrable Functions
2021-05-25Executed Rules May 24 2021
2021-05-21Guidelines on Sustainable Financial Principles for the Nigerian Capital Market
2021-05-18SEC Regulatory Incubation Guidelines for Specific Category of Fintech Entrepreneurs
2021-05-18Sec Regulatory Incubation Guidelines 18521
2021-05-10Update on Renewal of Registration for Capital Market Operators
2021-04-30Official Disclaimer on Fake SEC Website and Fictitious Recruitment Exercise
2021-04-30Update on Suspension of the Annual General Meeting of Oando Plc
2021-04-27Major Amendments To The Sec Nigeria Rules 26 April 2021
2021-04-27Terms of Reference: SEC Nigeria ICT Transformation Strategy Development
2021-04-27Major Amendments to the Rules and Regulations of the Securities and Exchange Commission Nigeria
2021-04-08Proliferation of Unregistered Online Investment and Trading Platforms Facilitating Access to Trading in Securities Listed in Foreign Markets
2021-03-29Circular on Warehousing and Collateral Management
2021-03-26Motion for Injunction and Stay of Execution – Engineer Patrick Ajudua Vs SEC & OANDO Plc
2021-03-23New Rule and Sundry Amendments to the Rules and Regulations of the Commission
2021-03-23Executed Rules And Amendments 22 March 2021
2021-03-23Circular on the Renewal of Registration
2021-03-08Guidance on the Implementation of Sections 60–63 of the Investments and Securities Act 2007
2021-02-24Securities and Exchange Commission Press Statement on FCT High Court Judgment
2021-02-17Guidance on Implementation of Sections 60 – 63 of the Investments and Securities Act 2007
2021-02-17Notification For 2021 First CMC Webinar Meeting
2021-02-11SEC Statement on Digital Assets and Their Classification and Treatment
2021-01-25New Rules and Amendments to the Commission’s Regulations on Fund Management, Nominee Companies, and Collective Investment Schemes
2021-01-25Jan 2021 Executed Rules
2020-12-19The Investments and Securities Tribunal (IST) Restrains Unregistered Fintech Company From Stock Trading
2020-12-18Circular To Regulated Entities And Capital Market Stakeholders
2020-12-18Conduct of Illegal Fund Management by Famzhi Interbiz Limited
2020-12-03Circular To All Brokers/Dealers
2020-11-10Pre-Notice on Cancellation/Withdrawal of Certificates of Registration of Inactive Capital Market Operators
2020-11-05Extension of Deadline to File Quarterly Financial Statements for the Period Ending September 30, 2020
2020-10-22Circular to All Capital Market Operators
2020-10-22Circular on Audited Accounts of Collective Investment Schemes
2020-10-16Expression of Interest: SEC Nigeria ICT Transformation Technical Resident Advisor
2020-10-14Nigeria Commemorates World Investor Week
2020-10-10SEC Form 01 for Reporting Compliance on the SEC Corporate Governance Guidelines
2020-10-02SEC Form 01 for Reporting Compliance on the SEC Corporate Governance Guidelines
2020-09-22New Rules And Sundry Amendments As At 10 September 2020
2020-09-14Statement on Digital Assets and Their Classification and Treatment