Regulatory Alerts2021-01-25
Jan 2021 Executed Rules
The Securities and Exchange Commission (SEC) has released new rules and amendments regarding the regulation of fund management products, nominee companies, collective investment schemes, and crowdfunding. These updates include guidelines for fund/portfolio managers, nominee company operations, and registration requirements. The SEC aims to protect investors and ensure market integrity by setting clear standards and obligations for these financial entities, as well as providing payment details to make the process more seamless.