Regulatory Alerts2025-05-19
Added · Updated
Securities (Collective Investment Schemes) Rules, 2020
These Rules establish comprehensive regulatory requirements for collective investment schemes, defining the qualifications, functions, and codes of conduct for managers, investment advisers, custodians, and trustees. They mandate strict separation of scheme assets from managers, impose detailed record-keeping and reporting obligations, and set specific limits on investments, fees, and advertising. The Rules also govern the offering document process, key facts statements, and the procedures for winding up or terminating a scheme.
Topics
Share