Regulatory Alerts2013-11-05 | 2013-25355Added · Updated
Securities and Exchange Commission Proposed Rules on Crowdfunding
The Securities and Exchange Commission proposes new Regulation Crowdfunding to implement Title III of the JOBS Act, creating an exemption from registration for securities offerings conducted online. The proposal establishes specific limits on capital raised and individual investment amounts, while mandating that all transactions be facilitated by registered brokers or funding portals. It further outlines detailed disclosure and reporting requirements for issuers and imposes regulatory obligations on intermediaries to mitigate fraud and protect investors.
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