RegAlertNever miss an SEC publication
SEC published 5 documents in the last 30 days. We email you each new one the day it's published.
2026-11-03
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: Canton Coin
US Federal
Securities and Exchange Commission
2026-10-29
Applies to: A named firm
Goldman Sachs Asset Management, L.P. and G-X Private Markets – Request for No-Action Assurance Under Sections 17(d) and 57(i) of the Investment Company Act of 1940 and Rule 17d-1 Thereunder
US Federal
Securities and Exchange Commission
2026-10-23
Applies to: A named firm
Request for Interpretive Guidance Regarding Form S-3 Eligibility in Connection with a Voluntary Reporting Period
US Federal
Securities and Exchange Commission
2026-10-23
Applies to: The public
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
US Federal
Securities and Exchange Commission
2026-10-15
Applies to: Asset manager
Investment Company Cross Trading
US Federal
Securities and Exchange Commission
2026-10-06
In force from 6 Oct 2026
Applies to: All regulated firms
Adoption of Updated EDGAR Filer Manual
US Federal
Securities and Exchange Commission
2026-09-29
Applies to: A named firm
SEC Division of Investment Management staff letter: Mutual Fund Directors Forum
US Federal
Securities and Exchange Commission
2026-09-28
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: The Goldman Sachs Group, Inc.
US Federal
Securities and Exchange Commission
2026-09-28
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: Equity-Linked Structured Notes
US Federal
Securities and Exchange Commission
2026-09-23
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: IREN Limited
US Federal
Securities and Exchange Commission
2026-09-22
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: Truist Financial Corporation
US Federal
Securities and Exchange Commission
2026-09-17
Applies to: A named firm
SEC Division of Trading and Markets no-action letter: eToro USA Securities Inc.
US Federal
Securities and Exchange Commission
2026-09-17
Applies to: A named firm
SEC Division of Trading and Markets no-action letter: Alpaca Securities LLC
US Federal
Securities and Exchange Commission
2026-09-10
Applies to: Investment adviser
Political Contributions by Certain Investment Advisers
US Federal
Securities and Exchange Commission
2026-09-04
Transfer Agent Rules
US Federal
Securities and Exchange Commission
2026-09-03
In force from 3 Sep 2026
Applies to: Asset manager, Investment adviser
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date
US Federal
Securities and Exchange Commission
2026-09-02
SEC Trading and Markets FAQ: Treasury Clearing
US Federal
Securities and Exchange Commission
2026-09-02
Applies to: The public
Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities
US Federal
Securities and Exchange Commission
2026-08-21
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: Arbutus Biopharma Corporation
US Federal
Securities and Exchange Commission
2026-08-21
Applies to: The public
Regulation Crypto Assets
US Federal
Securities and Exchange Commission
2026-08-17
Applies to: A named firm
SEC Division of Trading and Markets no-action letter: MX2 LLC
US Federal
Securities and Exchange Commission
2026-08-14
Applies to: The public
Regulatory Flexibility Agenda
US Federal
Securities and Exchange Commission
2026-08-12
Applies to: A named firm
SEC Division of Investment Management staff letter: Franklin Templeton
US Federal
Securities and Exchange Commission
2026-08-12
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: Brian David Smit
US Federal
Securities and Exchange Commission
2026-08-06
In force from 6 Aug 2026
Applies to: Asset manager
Investment Company Governance Technical Amendments
US Federal
Securities and Exchange Commission
2026-07-31
Applies to: The public
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Bitcoin U.S. ETF Index Options (CBTX) and Cboe Mini Bitcoin U.S. ETF Index Options (MBTX) Standard Transaction Fees
US Federal
Securities and Exchange Commission
2026-07-27
Applies to: A named firm
SEC Division of Investment Management staff letter: Investment Company Institute
US Federal
Securities and Exchange Commission
2026-07-23
Applies to: A named firm
SEC Division of Corporation Finance no-action letter: Latham & Watkins LLP - Data Center Securitizations
US Federal
Securities and Exchange Commission
2026-07-21
Applies to: Asset manager
Electronic Delivery of Information Under the Federal Securities Laws
US Federal
Securities and Exchange Commission
2026-07-18
In force from 26 Jul 2026
Modernization of Delegations of Authority to Commission Staff
US Federal
Securities and Exchange Commission
SEC published 5 documents in the last 30 days — get each new one by email the day it lands.