Regulatory AlertsEmail alerts for Securities and Exchange Commission (US Federal)
New circulars, rules and guidance — a digest in your inbox, same day.
2026-08-06
Investment Company Governance Technical Amendments
US Federal
Securities and Exchange Commission
2026-07-21
Electronic Delivery of Information Under the Federal Securities Laws
US Federal
Securities and Exchange Commission
2026-07-18
Modernization of Delegations of Authority to Commission Staff
US Federal
Securities and Exchange Commission
2026-06-30
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
US Federal
Securities and Exchange Commission
2026-06-25
Financial Data Transparency Act Joint Data Standards
US Federal
Securities and Exchange Commission
2026-06-25
Technical Amendments to Form X-17A-5 Part IIA
US Federal
Securities and Exchange Commission
2026-06-24
Joint Request for Comment on Further Definition of Swap and Security-Based Swap and on Alternative Compliance
US Federal
Securities and Exchange Commission
2026-06-24
Joint Request for Comment on Swap and Security-Based Swap Data Reporting
US Federal
Securities and Exchange Commission
2026-06-17
The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS
US Federal
Securities and Exchange Commission
2026-06-03
Rescission of Climate-Related Disclosure Rules
US Federal
Securities and Exchange Commission
2026-06-01
Holding Foreign Insiders Accountable Act Disclosure; Correction
US Federal
Securities and Exchange Commission
2026-05-26
Registered Offering Reform
US Federal
Securities and Exchange Commission
2026-05-21
Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies
US Federal
Securities and Exchange Commission
2026-05-21
Rescission of Policy Regarding Denials in Settlements of Enforcement Actions
US Federal
Securities and Exchange Commission
2026-05-07
SEC Proposed Rule on Semiannual Reporting
US Federal
Securities and Exchange Commission
2026-05-05
Technical Amendments to Rule 610(e) of Regulation NMS and Delegation of Authority
US Federal
Securities and Exchange Commission
2026-04-24
Form PF; Reporting Requirements for All Filers
US Federal
Securities and Exchange Commission
2026-04-20
Concept Release on Consolidated Audit Trail and Other Audit Trails and Data Sources
US Federal
Securities and Exchange Commission
2026-04-16
Adoption of Updated EDGAR Filer Manual
US Federal
Securities and Exchange Commission
2026-03-31
Performance-Based Investment Advisory Fees
US Federal
Securities and Exchange Commission
2026-03-23
Application of the Federal Securities Laws to Certain Types of Crypto Assets and Certain Transactions Involving Crypto Assets
US Federal
Securities and Exchange Commission
2026-03-19
Publication or Submission of Quotations Without Specified Information
US Federal
Securities and Exchange Commission
2026-03-03
Holding Foreign Insiders Accountable Act Disclosure
US Federal
Securities and Exchange Commission
2026-02-23
Investment Company Names Form N-PORT Reporting; Extension of Compliance Date
US Federal
Securities and Exchange Commission
2026-02-23
Form N-PORT Reporting
US Federal
Securities and Exchange Commission
2026-01-16
Delegation of Authority To Grant or Deny Exemptions From Rule 612 of Regulation NMS Under the Securities Exchange Act of 1934
US Federal
Securities and Exchange Commission
2026-01-12
Small Business and Small Organization Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act
US Federal
Securities and Exchange Commission
2026-01-12
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
US Federal
Securities and Exchange Commission
2025-12-31
Delegation of Authority to the Director of the Division of Investment Management
US Federal
Securities and Exchange Commission
2025-12-18
Technical Amendments to Commission Rules and Forms
US Federal
Securities and Exchange Commission