Never miss an SEC publication
SEC published 7 documents in the last 30 days. We email you each new one the day it's published.
SEC Division of Corporation Finance no-action letter: IREN Limited
US Federal
Securities and Exchange Commission
SEC Division of Corporation Finance no-action letter: Truist Financial Corporation
US Federal
Securities and Exchange Commission
SEC Division of Trading and Markets no-action letter: Alpaca Securities LLC
US Federal
Securities and Exchange Commission
SEC Division of Trading and Markets no-action letter: eToro USA Securities Inc.
US Federal
Securities and Exchange Commission
Political Contributions by Certain Investment Advisers
US Federal
Securities and Exchange Commission
Transfer Agent Rules
US Federal
Securities and Exchange Commission
SEC Trading and Markets FAQ: Treasury Clearing
US Federal
Securities and Exchange Commission
SEC Division of Corporation Finance no-action letter: Arbutus Biopharma Corporation
US Federal
Securities and Exchange Commission
Regulation Crypto Assets
US Federal
Securities and Exchange Commission
SEC Division of Trading and Markets no-action letter: MX2 LLC
US Federal
Securities and Exchange Commission
Regulatory Flexibility Agenda
US Federal
Securities and Exchange Commission
SEC Division of Investment Management staff letter: Franklin Templeton
US Federal
Securities and Exchange Commission
SEC Division of Corporation Finance no-action letter: Brian David Smit
US Federal
Securities and Exchange Commission
Investment Company Governance Technical Amendments
US Federal
Securities and Exchange Commission
SEC Division of Investment Management staff letter: Investment Company Institute
US Federal
Securities and Exchange Commission
SEC Division of Corporation Finance no-action letter: Latham & Watkins LLP - Data Center Securitizations
US Federal
Securities and Exchange Commission
Electronic Delivery of Information Under the Federal Securities Laws
US Federal
Securities and Exchange Commission
Modernization of Delegations of Authority to Commission Staff
US Federal
Securities and Exchange Commission
SEC Division of Investment Management staff letter: Angel Oak Financial Strategies Income Term Trust
US Federal
Securities and Exchange Commission
SEC Division of Corporation Finance no-action letter: UBS Group AG
US Federal
Securities and Exchange Commission
SEC Division of Corporation Finance no-action letter: Investview, Inc.
US Federal
Securities and Exchange Commission
SEC Division of Trading and Markets no-action letter: Texas Stock Exchange LLC
US Federal
Securities and Exchange Commission
Exemptive Order for Tender or Exchange Offers for Non-Convertible Debt Securities
US Federal
Securities and Exchange Commission
Joint Request for Comment on Further Implementation of Portfolio Margining and Cross-Margining of Securities and Derivatives
US Federal
Securities and Exchange Commission
SEC Division of Trading and Markets no-action letter: Securities Industry and Financial Markets Association
US Federal
Securities and Exchange Commission
SEC Trading and Markets FAQ: Regulation SHO
US Federal
Securities and Exchange Commission
SEC Trading and Markets FAQ: Regulation SHO - Rule 201
US Federal
Securities and Exchange Commission
Technical Amendments to Form X-17A-5 Part IIA
US Federal
Securities and Exchange Commission
Financial Data Transparency Act Joint Data Standards
US Federal
Securities and Exchange Commission
Joint Request for Comment on Swap and Security-Based Swap Data Reporting
US Federal
Securities and Exchange Commission
SEC published 7 documents in the last 30 days — get each new one by email the day it lands.