Regulatory Alerts2026-07-18 | 2026-14540Added · Updated
Modernization of Delegations of Authority to Commission Staff
The Securities and Exchange Commission amends 17 CFR Parts 200, 201, and 203 to transfer specific registration and cancellation authorities from the Director of the Division of Examinations to the Director of the EDGAR Business Office. The Commission also grants the Director of the Office of Municipal Securities the authority to cancel the registration of municipal securities dealers. These changes, effective July 26, 2026, include technical corrections to Rules 430 and 431 to clarify that delegated action review procedures apply to the EDGAR Business Office.
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