US Federal financial regulators — updates

Withdrawal of Proposed Rule Related to Recordkeeping and Travel Rule Obligations, Including Those Involving Convertible Virtual Currencies and Certain Digital Assets

US Federal

Financial Crimes Enforcement Network

2026-11-05

Applies to: A named firm

CFTC Staff Letter 26-30 (No-Action): DCO Use of Trust Companies for Daily Settlements with Clearing Members

US Federal

Commodity Futures Trading Commission

2026-11-05

In force from 5 Nov 2026

Applies to: The public

Determination Pursuant to Section 2(a)(i)(A) of Executive Order 14404: Electronics, Manufacturing, Marine, and Technology Sectors of the Cuban Economy

US Federal

Office of Foreign Assets Control

2026-11-05

In force from 5 Nov 2026

Applies to: All regulated firms

FINRA Adopts Amendments to Exempt Specified Collective Trust Funds From FINRA Rules 5130 and 5131

US Federal

Financial Industry Regulatory Authority

2026-11-04

Applies to: Commercial bank

OCC Supervisory Framework on Bank Use of Super Intelligence

US Federal

Office of the Comptroller of the Currency

2026-11-04

Applies to: All regulated firms

Iran-related Designations; Updates to Certain Iran-related Listings; Publication of Iran-related OFAC Alert; Issuance of Amended Venezuela-related General License and Frequently Asked Question

US Federal

Office of Foreign Assets Control

2026-11-04

Applies to: Commercial bank

Large-Bank Deposit Insurance Determination Modernization

US Federal

Federal Deposit Insurance Corporation

2026-11-03

Applies to: A named firm

SEC Division of Corporation Finance no-action letter: Canton Coin

US Federal

Securities and Exchange Commission

2026-11-03

Applies to: All regulated firms

Revisions to the Consolidated Reports of Condition and Income (Call Reports)

US Federal

Federal Deposit Insurance Corporation

Supervisory Relief to Help Financial Institutions and Facilitate Recovery for the Oglala Sioux Tribe of the Pine Ridge Reservation in South Dakota Affected by Severe Storms, Straight-Line Winds, and Flooding

US Federal

Federal Deposit Insurance Corporation

2026-11-02

Applies to: All regulated firms

Supervisory Relief to Help Financial Institutions and Facilitate Recovery in Areas of Indiana Affected by Severe Storms, Straight-Line Winds, Tornadoes, and Flooding

US Federal

Federal Deposit Insurance Corporation

2026-10-30

Applies to: Commercial bank, Broker-dealer, Asset manager

FinCEN Notice on the Use of Charities and Non-Profit Organizations for Illicit Activity (FIN-2026-NTC2)

US Federal

Financial Crimes Enforcement Network

2026-10-30

Applies to: All regulated firms

FinCEN Alert on Risks Associated with Foreign-Agent-Directed Transactions

US Federal

Financial Crimes Enforcement Network

2026-10-30

Applies to: Commercial bank

Notice of Proposed Rulemaking for Large-Bank Deposit Insurance Determination Modernization

US Federal

Federal Deposit Insurance Corporation

2026-10-29

Applies to: A named firm

Goldman Sachs Asset Management, L.P. and G-X Private Markets – Request for No-Action Assurance Under Sections 17(d) and 57(i) of the Investment Company Act of 1940 and Rule 17d-1 Thereunder

US Federal

Securities and Exchange Commission

2026-10-29

In force from 29 Oct 2026

Applies to: The public

Issuance of Amended Iran-related General License

US Federal

Office of Foreign Assets Control

2026-10-29

Applies to: Broker-dealer, Investment adviser

Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2027

US Federal

Financial Industry Regulatory Authority

2026-10-28

Applies to: All regulated firms

North Korea Designations; Democratic Republic of the Congo-related Designations

US Federal

Office of Foreign Assets Control

2026-10-26

Not yet in force · from 25 Oct 2027

Applies to: Broker-dealer

Outside Activities Requirements

US Federal

Financial Industry Regulatory Authority

2026-10-26

In force from 22 Oct 2026

Applies to: All regulated firms

FINRA Amends Rules and Updates Interpretations to Address Binary Options

US Federal

Financial Industry Regulatory Authority

2026-10-23

Applies to: A named firm

Request for Interpretive Guidance Regarding Form S-3 Eligibility in Connection with a Voluntary Reporting Period

US Federal

Securities and Exchange Commission

2026-10-23

Interest Rate Risk: Interest Rate Risk Statistics Report

US Federal

Office of the Comptroller of the Currency

2026-10-23

Applies to: The public

List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act

US Federal

Securities and Exchange Commission

2026-10-21

Applies to: All regulated firms

Iran-related Designations; Belarus and North Korea Designations Removals; Issuance of Iran-related and Russia-related General Licenses and Amended Frequently Asked Questions

US Federal

Office of Foreign Assets Control

2026-10-21

In force from 21 Oct 2026

FINRA Amends its Corporate Financing Rules

US Federal

Financial Industry Regulatory Authority

2026-10-21

Not yet in force · from 18 Jan 2027

Applies to: Commercial bank

GENIUS Act Regulations: Final Rule

US Federal

Office of the Comptroller of the Currency

Full index: 9,501 documents →