Regulatory Alerts2026-09-10 | 2026-18424Added
Political Contributions by Certain Investment Advisers
A proposal is underway to rescind rule 206(4)–5, the political contribution rule, under the Investment Advisers Act of 1940. This rule currently prohibits investment advisers from receiving compensation for providing investment advisory services to a government client for two years after the adviser or a covered associate makes certain political contributions, and also bans specific solicitations. Related amendments to rule 204–2, the recordkeeping rule, under the Advisers Act are also proposed. Comments on this proposal, put forth by the Securities and Exchange Commission, are due by November 9, 2026.
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