Regulatory Alerts2019-01-18
Fidelity Bond for the Year 2019
The Securities and Exchange Commission requires all registered Capital Market Operators to submit updated Fidelity Bonds covering the January 1 to December 31, 2019 period. Submissions must be forwarded to designated SEC email addresses by January 31, 2019. Non-compliant operators will face penalties as stipulated under the Investments and Securities Act, 2007.
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