Regulatory Alerts2024-09-19
Amendment to Policy Statement 12-203 Respecting Management Cease Trade Orders
The regulator has amended Policy Statement 12-203 respecting Management Cease Trade Orders to update specific terminology within the document. Section 2 is modified by replacing the term "MRFP" with "fund report" in paragraph (c) of the definition of "specified requirement." This change clarifies the reference to fund reporting requirements for entities subject to management cease trade orders.
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