Regulatory Alerts2023-06-15
CSA Notice regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of Regulation 24-101
The Canadian Securities Administrators issued Coordinated Blanket Order 24-930 to temporarily exempt registered dealers and advisers from the exception reporting requirement of Regulation 24-101. This relief allows firms to withhold Form 24-101F1 submissions regarding trade matching thresholds, continuing the moratorium that began in 2020. The exemption is effective from July 2, 2023, and will cease upon the implementation of Draft Regulation 24-101 or 18 months after issuance, whichever occurs first.
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