Regulatory Alerts2022-01-06
Regulation 81-106 respecting Investment Fund Continuous Disclosure
The securities regulators established Regulation 81-106 to mandate continuous disclosure obligations for investment funds and mutual funds operating in Canadian jurisdictions. The regulation defines key terms and requires funds to file annual and interim financial statements prepared under specific accounting and auditing standards within strict deadlines. It further outlines requirements for the approval of financial statements, language of documents, and notifications regarding changes in year-end or legal structure.
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