Regulatory Alerts2024-08-01
Changes to Policy Statement to Regulation 81-102 respecting Investment Funds
Securities regulators amended Policy Statement to Regulation 81-102 to provide examples of how mutual funds can satisfy the requirement to make their reference settlement date available in writing. The amendment specifies that funds may disclose their settlement cycle through recognized clearing agencies like Fundserv Inc. or by posting the information on their designated websites. These changes clarify compliance methods for mutual funds regarding the disclosure of settlement dates under subsection 9.4(0.1) of the Regulation.
Share