Regulatory Alerts2026-05-27 | CDMF-XX-1-26General Rule on Imposition of Sanctions on Securities Market Entities
The Monetary and Financial Board of Nicaragua issued Resolution CDMF-XX-1-26 to establish the general rules for imposing administrative sanctions on securities market entities. The regulation defines specific categories of minor, moderate, and serious infractions and sets corresponding penalty ranges based on the entity's net worth or fine units. It mandates that the Superintendence of Banks and Other Financial Institutions enforce these measures to ensure compliance with capital market laws and anti-money laundering obligations.
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