2026-04-08 | RG-121

RG 121 Doing financial services business in Australia

The Australian Securities and Investments Commission issued this guide to assist overseas persons or companies proposing to conduct financial services business in Australia. It outlines the circumstances under which foreign entities are required to hold an Australian Financial Services licence or may be exempt from this requirement. The document also details specific obligations associated with holding an AFS licence.

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Australian Securities and Investments Commission

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