Regulatory Alerts2023-02-10 | 2023-01979Reporting, Recordkeeping, Daily Trading Records, and Swap Documentation Requirements for Swap Dealers and Major Swap Participants; Corrections
The Commodity Futures Trading Commission issued correcting amendments to 17 CFR Part 23 to align swap dealer and major swap participant regulations with prior updates to Part 45. These technical changes fix erroneous cross-references, replace the term unique swap identifier with unique transaction identifier, and clarify legal entity identifier usage to prevent confusion. The amendments also update example floating rates and conform reporting exhibits without substantively altering any existing regulatory requirements.
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