LogoRegulatory Alerts
2024-08-01

Regulation to amend Regulation 45-106 respecting Prospectus Exemptions

The regulator amends Regulation 45-106 respecting Prospectus Exemptions to update the definition of listed issuer under the Securities Act. The changes replace Aequitas NEO Exchange Inc. with Cboe Canada Inc. and add the Canadian Securities Exchange to the designated entities. The regulation specifies that it comes into force on the date of filing with the Registrar of Regulations in Saskatchewan.

Autorite des marches financiers Quebec logo

Canada

Autorite des marches financiers Quebec

Click to view thumbnail

REGULATION TO AMEND REGULATION 45-106 RESPECTING PROSPECTUS EXEMPTIONS Securities Act (chapter V-1.1, s. 331.1, par. (11) and (34))

  1. Section 2.22 of Regulation 45-106 respecting Prospectus Exemptions (chapter V-1.1, r. 21) is amended: (1) in the definition of “listed issuer”: (a) by replacing “Aequitas NEO Exchange Inc.” in subparagraph (ii.1) by “Cboe Canada Inc.”; (b) by inserting the following after subparagraph (ii.1): “(ii.2) the Canadian Securities Exchange; ». Effective Date
  2. (1) This Regulation comes into force on (indicate here the date of coming into force of this Regulation). (2) In Saskatchewan, despite paragraph (1), if this Regulation is filed with the Registrar of Regulations after (indicate here the date of coming into force of this Regulation), this Regulation comes into force on the day on which it is filed with the Registrar of Regulations.
Share