Regulatory Alerts2025-11-06
Consent Agreement and Order: Borden Portfolio Management and Curtis Borden
The Pennsylvania Department of Banking and Securities issued a Consent Agreement and Order against Borden Portfolio Management and Curtis Borden for violating the Pennsylvania Securities Act of 1972 by operating as an unregistered investment adviser. The respondents are jointly and severally liable for an $8,000 administrative assessment payable in 24 equal monthly installments. By entering this agreement without admitting or denying the allegations, the parties waive their right to a hearing and agree to comply with state securities laws under threat of further sanctions for non-payment or non-compliance.
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