Regulatory Alerts2025-01-23
Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules
The regulator amends Section 6.4.1 of the Policy Statement to Regulation 23-101 respecting Trading Rules to clarify trading fee caps for U.S. inter-listed securities. The revised text specifies that different fee caps apply to these securities when priced at or above $1.00 and outlines the transparency requirements for their status. Recognized exchanges must publish a quarterly list of all U.S. inter-listed securities within seven days of the quarter's end, relying on issuer representations for compilation.
Share