Regulatory Alerts2019-05-02
Draft Amendments to Policy Statement 11-207 Respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
Canadian securities regulators are amending Policy Statement 11-207 to replace references to the SEDAR system with the [Renewed System] and update related terminology. The amendments introduce new electronic transmission requirements under Regulation 13-103, mandating that documents be filed through the new system except in Québec. Specific procedural changes include clarifying filing instructions for passport and dual applications and adjusting language regarding annual meeting requirements and document copies.
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