Regulatory Alerts2022-09-26
Revised Guideline for the De-registration of Reporting Issuers and Collective Investment Schemes
The Trinidad and Tobago Securities and Exchange Commission issued this revised guideline to update the de-registration process for reporting issuers and collective investment schemes under the Securities Act, 2012. The document mandates that applicants submit Form 27 with supporting evidence of security redemption or limited investor count, alongside proof of cleared fees and pending exchange listings. It outlines a multi-step review procedure involving public advertisement, consideration of stakeholder concerns, and potential hearings before the Commission issues a final order on de-registration.
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