Regulatory Alerts1989-01-01
Stock Exchange (Register of Interests in Securities) Rules 1989
The Stock Exchange Commission mandates relevant persons, including investment dealers and exchange staff, to maintain a designated register of their securities interests. Entries must be recorded within three days for transactions occurring after September 21, 1989, and within fifteen days of the rules' publication for earlier transactions. The Commission maintains these registers on-site using a standardized schedule that captures security details, transaction dates, parties involved, and financial consideration.
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